SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Manieu Alexandre Weinstein

(Last) (First) (Middle)
CALLE 80 NO. 78B-201

(Street)
BARRANQUILLA F8 80004

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/29/2021
3. Issuer Name and Ticker or Trading Symbol
Procaps Group, S.A. [ PROC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 15,877,516 I Shares indirectly held through Hoche Partners Pharma Holding S.A.
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Manieu Alexandre Weinstein

(Last) (First) (Middle)
CALLE 80 NO. 78B-201

(Street)
BARRANQUILLA F8 80004

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Hoche Partners Pharma Holding S.A.

(Last) (First) (Middle)
3A VAL SAINTE CROIX

(Street)
LUXEMBOURG N4 L-1371

(City) (State) (Zip)
Explanation of Responses:
/s/ Alexandre "Alejandro" Weinstein Manieu 10/12/2021
/s/ Roman Sokolowski, Director, Hoche Partners Pharma Holding S.A. 10/12/2021
/s/ Peter Egan and /s/ Ariane Vansimpsen, Directors, Stonehage Fleming Corporate Service Luxembourg S.A., Director 10/12/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
 

Exhibit 24

 

Information Regarding Joint Filers

 

Designated Filer of Form 4: Alexandre “Alejandro” Weinstein Manieu

 

Date of Earliest Transaction Required to be Reported: September 29, 2021

 

Issuer Name and Ticker Symbol: Procaps Group, S.A. (PROC)

 

Names:Alexandre “Alejandro” Weinstein Manieu and Hoche Partners Pharma Holding S.A.

 

Address:Alexandre “Alejandro” Weinstein Manieu
Calle 80 No. 78B-201
Barranquilla, Colombia 80004

Hoche Partners Pharma Holding S.A.
3A Val Sainte Croix
Luxembourg, Luxembourg L-1371

 

Signatures:

 

The undersigned, Alexandre “Alejandro” Weinstein Manieu and Hoche Partners Pharma Holding S.A are jointly filing the attached Statement of Changes in Beneficial Ownership of Securities on Form 3 with respect to the beneficial ownership of securities of Procaps Group, S.A.

 

 

ALEXANDRE “ALEJANDRO” WEINSTEIN MANIEU

 

/s/ Alexandre “Alejandro” Weinstein Manieu

Signature

 

Alexandre “Alejandro” Weinstein Manieu/Director

Name/Title

 

HOCHE PARTNERS PHARMA HOLDING S.A.

 

/s/ Roman Sokolowski

Signature

 

Roman Sokolowski/Director

Name/Title

 

STONEHAGE FLEMING CORPORATE SERVICE LUXEMBOURG S.A., DIRECTOR

 

/s/ Peter Egan

Signature

 

Peter Egan/Director

Name/Title

 

 

/s/ Ariane Vansimpsen

Signature

 

Ariane Vansimpsen/Director

Name/Title